Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
Joshua Alan CramerSecurities America, Inc.INVEST Financial Corporation$2812-15-2017
Michael Eugene PierceKestra Investment Services, LLCCambridge Investment Research, Inc.12-15-2017
Jeffrey Alan HamiltonPNC InvestmentsSunTrust Investment Services, Inc.$5012-13-2017
Tommy Burrell DavisNavy Federal Brokerage Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2017
Ronald Joseph ZabriskieAmeriprise Financial Services, Inc.Triad Advisors LLC12-08-2017
Sulieman E NurideenVALIC Financial Advisors, Inc.Lincoln Financial Securities Corporation12-08-2017
Thomas Kayvon HagighJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$112-08-2017
Jeffrey Marshall WadsworthAE Wealth Management, LLCG.F. Investment Services, LLC12-07-2017
Christopher James CasnerSFG Wealth ManagementM. S. Howells & Co.12-04-2017
Cathleen TellerLPL Financial LLCNational Planning Corporation$111-29-2017
Christopher John Seling Jr.LPL Financial LLCNational Planning Corporation$111-29-2017
Howard Robert PinsonLPL Financial LLCNational Planning Corporation$2511-29-2017
Michelle Lynn BenderKestra Investment Services, LLCINVEST Financial Corporation$111-29-2017
Ryan Vincent SappLPL Financial LLCNational Planning Corporation11-29-2017
Robert Heiskell Hill IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.11-20-2017
Stephen James RafterLPL Financial LLCCharles Schwab & Co., Inc.11-20-2017
Paul Austin MassariCambridge Investment Research, Inc.Pruco Securities, LLC.11-17-2017
Mark David McgrathAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2911-16-2017
Mark McGrathAmeriprise FinancialStifel Nicolaus & Co.$14111-16-2017
Paul E PomparLincoln Financial Advisors CorporationH. Beck, Inc.$111-15-2017
Krista Alexandra FroweinRSM US Wealth Management LLCVanguard Marketing Corporation11-14-2017
Philip Benjamin SnyderSnyder Asset Management, LLCLPL Financial LLC11-14-2017
Frank Chris Cappadora Jr.Purshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
Kenneth Andrew SmithPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
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Showing 176 to 200 of 2,347 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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