Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Andrew SmithPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network11-13-2017
Ryan Bruce WibberleyPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network$15011-13-2017
Satish Bhaskar SurvanshiPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network$5011-13-2017
Charles Daniel FullerTD Ameritrade Investment Management, LLCT. Rowe Price Investment Services, Inc.11-09-2017
Jerry Parks MooreheadVoya Financial Advisors, Inc.Allstate Financial Services, LLC11-08-2017
Douglas Russell MadairyCambridge Investment Research, Inc.National Planning Corporation11-01-2017
John Charles HeislerCambridge Investment Research, Inc.National Planning Corporation10-31-2017
Kirk Christopher RogersCambridge Investment Research, Inc.National Planning Corporation$110-30-2017
Brandon Ross BarrettElbrus Partners, LLCSanders Morris Harris LLC10-27-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley Wealth Management$17510-20-2017
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$5010-20-2017
Michael Louis RogersM&T Securities, Inc.CUNA Brokerage Services, Inc.10-19-2017
Andrea Louise HastingsCambridge Investment Research, Inc.National Planning Corporation$3510-18-2017
Gail Elaine LudwigCambridge Investment Research, Inc.National Planning Corporation$110-18-2017
Caroline Nguyen AnthonyCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Harry Michael Ryan Jr.Cambridge Investment Research, Inc.National Planning Corporation10-17-2017
Mark Aaron JutkowitzWells Fargo Clearing Services, LLCCommonwealth Financial Network10-17-2017
Phyllis Rice MitchellCambridge Investment Research, Inc.National Planning Corporation$10010-17-2017
Sarah Laurene SanteufemioNYLIFE Securities LLCPNC Investments10-17-2017
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Michael Ryan LentzPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Christine Michelle BuckleyRBC Capital Markets, LLCHWA Financial Group$10010-03-2017
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
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Showing 201 to 225 of 2,348 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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