Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC$106-23-2017
Ravina Khosla ClaussenPruco Securities, LLC.AXA Advisors, LLC04-20-2017
Wilson Crosby TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
Luke Christopher ShannonMML Investors Services, LLCAXA Advisors, LLC11-04-2016
Richard Michael HoffmanChesapeake Wealth Strategies, Inc.AXA Advisors, LLC07-14-2016
Robert S Jeter IICetera Advisors LLCAXA Advisors, LLC04-12-2016
Zachary Scott HubbardRBC Capital Markets, LLCAXA Advisors, LLC01-12-2016
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$911-06-2015
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Howard Robert PinsonNational Planning CorporationAXA Advisors, LLC09-01-2015
Brian Charles SalcettiWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC06-10-2015
Randall Martin BeckerPruco Securities, LLC.AXA Advisors, LLC$105-19-2015
Andrew Paul GoetzAmeriprise Financial Services, Inc.AXA Advisors, LLC03-30-2015
Lorie Ann ScheibelLincoln Financial Advisors CorporationAXA Advisors, LLC12-09-2014
Mark Eric BakerPruco Securities, LLC.AXA Advisors, LLC10-20-2014
Ronald Theodore MurphyAmeriprise Financial Services, Inc.AXA Advisors, LLC$3210-17-2014
Ruben Dario GomezPruco Securities, LLC.AXA Advisors, LLC10-15-2014
Leon MensahPruco Securities, LLC.AXA Advisors, LLC09-10-2014
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Steven Michael BlanchardM&T Securities, Inc.AXA Advisors, LLC01-04-2013
Harold Duke Hunt Jr.Cantella & Co., Inc.AXA Advisors, LLC$2509-24-2012
John Michael ConantPrincipal Securities, Inc.AXA Advisors, LLC08-16-2012
David MorganInfinex Investments, Inc.AXA Advisors, LLC06-26-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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