Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent R. GroffElbrus Partners, LLCAXA Advisors, LLC03-03-2020
Richard Austin LehmannMML Investors Services, LLCAXA Advisors, LLC02-17-2020
Kwame Ronald SmithCUNA Brokerage Services, Inc.AXA Advisors, LLC01-24-2020
Jason M. HardestyMML Investors Services, LLCAXA Advisors, LLC11-07-2019
Christian Anders BondSecurian Financial Services, Inc.AXA Advisors, LLC10-11-2019
Colt Robert MilesCambridge Investment Research, Inc.AXA Advisors, LLC10-01-2019
David Ralph ClarkHornor, Townsend & Kent, LLCAXA Advisors, LLC07-24-2019
Samuel Jeremy FeldmanUBS Financial Services Inc.AXA Advisors, LLC07-19-2019
Mohammad W WahidMorgan StanleyAXA Advisors, LLC06-17-2019
Nicoletti Joanna FrankBrown Advisory Securities, LLCAXA Advisors, LLC05-08-2019
Brandon PaugelsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-04-2019
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Tatiana Y. VinogradovStratWealthAXA Advisors, LLC07-06-2018
Justin Thomas MyersJanney Montgomery Scott LLCAXA Advisors, LLC06-14-2018
Lindsey Anne CliffordMorgan StanleyAXA Advisors, LLC05-03-2018
Zachary Ryan BechtoldLincoln Financial Advisors CorporationAXA Advisors, LLC04-26-2018
Matthew AversaLincoln Financial Advisors CorporationAXA Advisors, LLC04-10-2018
Dana R. BaileyMML Investors Services, LLCAXA Advisors, LLC01-11-2018
Jules Andrew KloseMML Investors Services, LLCAXA Advisors, LLC08-07-2017
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC06-23-2017
Alec L. MouringFidelity Brokerage Services LLCAXA Advisors, LLC04-28-2017
Ravina ClaussenPruco Securities, LLC.AXA Advisors, LLC04-20-2017
Wilson TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
Thomas Joseph CusickCambridge Investment Research, Inc.AXA Advisors, LLC01-16-2017
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.