Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paul GoetzAmeriprise Financial Services, Inc.AXA Advisors, LLC03-30-2015
Ronald Theodore MurphyAmeriprise Financial Services, Inc.AXA Advisors, LLC$50010-17-2014
Francisco Chuck MartinezBroker Dealer Financial Services Corp.AXA Advisors, LLC05-26-2009
Nicoletti Joanna FrankBrown Advisory Securities, LLCAXA Advisors, LLC05-08-2019
Wilson TaliaferroBush River Trust, LLCAXA Advisors, LLC04-20-2017
Colt Robert MilesCambridge Investment Research, Inc.AXA Advisors, LLC10-01-2019
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Harold Duke Hunt Jr.Cantella & Co., Inc.AXA Advisors, LLC$25009-24-2012
Robert S. JeterCetera Advisors LLCAXA Advisors, LLC04-12-2016
Richard Michael HoffmanChesapeake Wealth Strategies, Inc.AXA Advisors, LLC07-14-2016
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$10011-06-2015
Matthew James WitchkoCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Winslow HaywardCUNA Brokerage Services, Inc.AXA Advisors, LLC$10006-23-2017
Edward Louis NeveleffCUSO Financial Services, L.P.AXA Advisors, LLC$23006-16-2011
David Ralph ClarkHornor, Townsend & Kent, LLCAXA Advisors, LLC07-24-2019
David MorganInfinex Investments, Inc.AXA Advisors, LLC$10006-26-2012
Miguel Antonio PadillaIntercoastal Capital Markets, Inc.AXA Advisors, LLC$25011-03-2009
Justin Thomas MyersJanney Montgomery Scott LLCAXA Advisors, LLC06-14-2018
Michael Riley WardJSK Financial Services LLCAXA Advisors, LLC09-16-2015
Brian Charles SalcettiK-Financial, LLCAXA Advisors, LLC04-25-2014
Sarah Beth KaplanK-Financial, LLCAXA Advisors, LLC05-22-2012
Zachary Ryan BechtoldLincoln Financial Advisors CorporationAXA Advisors, LLC04-26-2018
Matthew AversaLincoln Financial Advisors CorporationAXA Advisors, LLC04-10-2018
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Steven Michael BlanchardM&T Securities, Inc.AXA Advisors, LLC01-04-2013
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.