Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec L. MouringFidelity Brokerage Services LLCAXA Advisors, LLC04-28-2017
Andrew Paul GoetzAmeriprise Financial Services, LLCAXA Advisors, LLC03-30-2015
Brandon PaugelsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-04-2019
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Brianna Maria BuckleyPNC InvestmentsAXA Advisors, LLC08-16-2016
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC11-06-2015
Christian Anders BondSecurian Financial Services, Inc.AXA Advisors, LLC10-11-2019
Christopher Mora HallPNC InvestmentsAXA Advisors, LLC06-08-2009
Colt Robert MilesCambridge Investment Research, Inc.AXA Advisors, LLC10-01-2019
Dana R. BaileyMML Investors Services, LLCAXA Advisors, LLC01-11-2018
David MorganInfinex Investments, Inc.AXA Advisors, LLC06-26-2012
David Ralph ClarkHornor, Townsend & Kent, LLCAXA Advisors, LLC07-24-2019
Edward Louis NeveleffCUSO Financial Services, L.P.AXA Advisors, LLC06-16-2011
Francisco Chuck MartinezBroker Dealer Financial Services Corp.AXA Advisors, LLC05-26-2009
Harold Duke Hunt Jr.Cantella & Co., Inc.AXA Advisors, LLC09-24-2012
Herbert Lee Weith IVSunTrust Investment Services, Inc.AXA Advisors, LLC$1005-11-2010
Howard Robert PinsonNational Planning CorporationAXA Advisors, LLC09-01-2015
Jason M. HardestyMML Investors Services, LLCAXA Advisors, LLC11-07-2019
John Michael ConantPrincipal Securities, Inc.AXA Advisors, LLC08-16-2012
Jules Andrew KloseMML Investors Services, LLCAXA Advisors, LLC08-07-2017
Justin Thomas MyersJanney Montgomery Scott LLCAXA Advisors, LLC06-14-2018
Kent R. GroffElbrus Partners, LLCAXA Advisors, LLC03-03-2020
Kwame Ronald SmithCUNA Brokerage Services, Inc.AXA Advisors, LLC01-24-2020
Leon MensahPruco Securities, LLC.AXA Advisors, LLC09-10-2014
Lindsey Anne CliffordMorgan StanleyAXA Advisors, LLC05-03-2018
Next Page »

Showing 1 to 25 of 56 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.