Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paul GoetzAmeriprise Financial Services, Inc.AXA Advisors, LLC03-30-2015
Brian Alejandro NamnunM&T Securities, Inc.AXA Advisors, LLC09-30-2015
Brian Charles SalcettiWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC06-10-2015
Candace Gordon KaplanCommonwealth Financial NetworkAXA Advisors, LLC$911-06-2015
Christopher Mora HallPNC InvestmentsAXA Advisors, LLC06-08-2009
David MorganInfinex Investments, Inc.AXA Advisors, LLC06-26-2012
Edward Louis NeveleffCUSO Financial Services, L.P.AXA Advisors, LLC06-16-2011
Francisco Chuck MartinezBroker Dealer Financial Services Corp.AXA Advisors, LLC05-26-2009
Harold Duke Hunt Jr.Cantella & Co., Inc.AXA Advisors, LLC$2509-24-2012
Herbert Lee Weith IVSunTrust Investment Services, Inc.AXA Advisors, LLC05-11-2010
Howard Robert PinsonNational Planning CorporationAXA Advisors, LLC09-01-2015
Jennifer Lynn MeyerRaymond James Financial Services, Inc.AXA Advisors, LLC$1,00005-01-2010
John Michael ConantPrincipal Securities, Inc.AXA Advisors, LLC08-16-2012
Leon MensahPruco Securities, LLC.AXA Advisors, LLC09-10-2014
Lorie Ann ScheibelLincoln Financial Advisors CorporationAXA Advisors, LLC12-09-2014
Luke Christopher ShannonMML Investors Services, LLCAXA Advisors, LLC11-04-2016
Mark Anthony RossbachMetLife Securities Inc.AXA Advisors, LLC02-08-2012
Mark Eric BakerPruco Securities, LLC.AXA Advisors, LLC10-20-2014
Randall Martin BeckerPruco Securities, LLC.AXA Advisors, LLC$105-19-2015
Ravina Khosla ClaussenPruco Securities, LLC.AXA Advisors, LLC04-20-2017
Raymond Paul ForninoCambridge Investment Research, Inc.AXA Advisors, LLC04-25-2013
Richard Michael HoffmanChesapeake Wealth Strategies, Inc.AXA Advisors, LLC07-14-2016
Robert S Jeter IICetera Advisors LLCAXA Advisors, LLC04-12-2016
Ronald Theodore MurphyAmeriprise Financial Services, Inc.AXA Advisors, LLC$3210-17-2014
Ruben Dario GomezPruco Securities, LLC.AXA Advisors, LLC10-15-2014
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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