Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Kirby Clifford Smith | Wells Fargo Clearing Services, LLC | Ameriprise Financial Services, Inc. | $25 | 06-27-2019 |
| Thomas Holden Henry | Wells Fargo Advisors Financial Network, LLC | Ameriprise Financial Services, Inc. | — | 06-14-2019 |
| Larissa Jane Costello | Raymond James Financial Services, Inc. | Ameriprise Financial Services, Inc. | — | 09-21-2018 |
| Daniel Jared Cohen | Impact Capital, LLC | Ameriprise Financial Services, Inc. | — | 09-11-2018 |
| Joseph Anthony Murto | Cetera Advisors LLC | Ameriprise Financial Services, Inc. | $100 | 07-06-2018 |
| Gavin Paul Higgins | M&T Securities, Inc. | Ameriprise Financial Services, Inc. | — | 04-13-2018 |
| Bryan Christopher Beamer | Cambridge Investment Research, Inc. | Ameriprise Financial Services, Inc. | $500 | 04-09-2018 |
| Andrew Paul Goetz | Lincoln Financial Advisors Corporation | Ameriprise Financial Services, Inc. | — | 03-13-2018 |
| Denise Gail Adah | HD Vest Investment Services | Ameriprise Financial Services, Inc. | — | 02-16-2018 |
| Daniel Jonathan Brown | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | $50 | 03-03-2017 |
| Vertti Eemeli Iso-Ahola | Commonwealth Financial Network | Ameriprise Financial Services, Inc. | — | 03-03-2017 |
| James Evan Liaw | H. Beck, Inc. | Ameriprise Financial Services, Inc. | $12 | 01-11-2017 |
| Trung Kien Vu | LPL Financial LLC | Ameriprise Financial Services, Inc. | — | 11-09-2016 |
| David Russell Baker | Harvest Investment Consultants LLC | Ameriprise Financial Services, Inc. | — | 04-07-2016 |
| Rick Faby | Benjamin F. Edwards & Co. | Ameriprise Financial Services, Inc. | — | 02-17-2016 |
| Raymond Frederick Faby | Benjamin F. Edwards & Company, Inc. | Ameriprise Financial Services, Inc. | $10 | 01-15-2016 |
| David Chadwick Voorhees | H. Beck, Inc. | Ameriprise Financial Services, Inc. | — | 11-03-2014 |
| Marguerita Maria Cheng | Private Client Services, LLC | Ameriprise Financial Services, Inc. | — | 11-26-2013 |
| Aaron J. Burleson | M&T Securities, Inc. | Ameriprise Financial Services, Inc. | — | 06-27-2013 |
| David E Mott | Morgan Stanley | Ameriprise Financial Services, Inc. | $150 | 06-14-2013 |
| David Louis Forman | Morgan Stanley | Ameriprise Financial Services, Inc. | $50 | 06-13-2013 |
| Suet W Ignarski | Hopkins Investment Management, LLC. | Ameriprise Financial Services, Inc. | — | 03-01-2013 |
| Joseph Louis Bell | 1st Global Capital Corp. | Ameriprise Financial Services, Inc. | — | 03-01-2013 |
| Wayne Edmon Patterson | FAI Wealth Management | Ameriprise Financial Services, Inc. | — | 09-18-2012 |
| Mesmin Pelerin | Waddell & Reed | Ameriprise Financial Services, Inc. | $10 | 06-07-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
