Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2013
Hillel Avichayil GoldmanAXA Advisors, LLCAmeriprise Financial Services, Inc.04-04-2011
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial Services, Inc.02-17-2016
Raymond Frederick FabyBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$1001-15-2016
Bryan Christopher BeamerCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50004-09-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Daniel Jonathan BrownCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5003-03-2017
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.03-03-2017
Wayne Edmon PattersonFAI Wealth ManagementAmeriprise Financial Services, Inc.09-18-2012
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$1201-11-2017
David Chadwick VoorheesH. Beck, Inc.Ameriprise Financial Services, Inc.11-03-2014
David Russell BakerHarvest Investment Consultants LLCAmeriprise Financial Services, Inc.04-07-2016
Denise Gail AdahHD Vest Investment ServicesAmeriprise Financial Services, Inc.02-16-2018
Suet W IgnarskiHopkins Investment Management, LLC.Ameriprise Financial Services, Inc.03-01-2013
Daniel Jared CohenImpact Capital, LLCAmeriprise Financial Services, Inc.09-11-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, Inc.11-09-2016
Jeffrey Carroll SettleLPL Financial LLCAmeriprise Financial Services, Inc.12-22-2011
Nicholas Timothy O'GwinLPL Financial LLCAmeriprise Financial Services, Inc.12-21-2011
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$1002-11-2010
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Aaron J. BurlesonM&T Securities, Inc.Ameriprise Financial Services, Inc.06-27-2013
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.03-22-2010
David E MottMorgan StanleyAmeriprise Financial Services, Inc.$15006-14-2013
David Louis FormanMorgan StanleyAmeriprise Financial Services, Inc.$5006-13-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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