Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Kyle BowmakerMetLife Securities Inc.Ameriprise Financial Services, Inc.01-30-2009
Kevin Joseph KelleherNYLIFE Securities LLCAmeriprise Financial Services, Inc.03-31-2009
Robert Anthony HaughPark Avenue Securities LLCAmeriprise Financial Services, Inc.$10006-30-2009
Mark Allen PicklesM&T Securities, Inc.Ameriprise Financial Services, Inc.$10009-09-2009
Michael Anthony Augerinos Jr.PNC InvestmentsAmeriprise Financial Services, Inc.09-21-2009
Aladin Moreno BacolodanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10009-22-2009
Joseph John Dankowski Jr.Park Avenue Securities LLCAmeriprise Financial Services, Inc.$10011-02-2009
William Christopher JonesPNC InvestmentsAmeriprise Financial Services, Inc.$10011-04-2009
John Mitchell Brodie IIFSC Securities CorporationAmeriprise Financial Services, Inc.$10011-17-2009
William O. Sterling IIIPNC InvestmentsAmeriprise Financial Services, Inc.$25001-27-2010
Aparna GuptaMorgan StanleyAmeriprise Financial Services, Inc.02-08-2010
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$10002-11-2010
Charles Richard CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$50003-22-2010
Matthew Barnes BrockH. Beck, Inc.Ameriprise Financial Services, Inc.$10005-28-2010
Ara Patrick AbrahamianH. Beck, Inc.Ameriprise Financial Services, Inc.$15005-28-2010
Stephanie Ann YoingcoPNC InvestmentsAmeriprise Financial Services, Inc.$50007-12-2010
Hillel Avichayil GoldmanAXA Advisors, LLCAmeriprise Financial Services, Inc.04-04-2011
Nicholas Timothy O'GwinLPL Financial LLCAmeriprise Financial Services, Inc.$10012-21-2011
Jeffrey Carroll SettleLPL Financial LLCAmeriprise Financial Services, Inc.$10012-22-2011
Ehab AlalfeyRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-20-2012
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, Inc.$50002-10-2012
Stephen Richard RoyMorgan StanleyAmeriprise Financial Services, Inc.$50002-10-2012
Damon Basel CallisLPL Financial LLCAmeriprise Financial Services, Inc.$50005-31-2012
Mesmin PelerinWaddell & ReedAmeriprise Financial Services, Inc.$10006-07-2012
Robert Guy CarpenterBaltimore-Washington Financial AdvisorsAmeriprise Financial Services, Inc.07-25-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.