Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William O. Sterling IIIPNC InvestmentsAmeriprise Financial Services, Inc.$2501-27-2010
William Christopher JonesPNC InvestmentsAmeriprise Financial Services, Inc.11-04-2009
Wayne Edmon PattersonFAI Wealth ManagementAmeriprise Financial Services, Inc.09-18-2012
Vertti Eemeli Iso-AholaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.03-03-2017
Trung Kien VuLPL Financial LLCAmeriprise Financial Services, Inc.11-09-2016
Thomas Holden HenryWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.06-14-2019
Suet W IgnarskiHopkins Investment Management, LLC.Ameriprise Financial Services, Inc.03-01-2013
Rick FabyBenjamin F. Edwards & Co.Ameriprise Financial Services, Inc.02-17-2016
Raymond Frederick FabyBenjamin F. Edwards & Company, Inc.Ameriprise Financial Services, Inc.$1001-15-2016
Nicholas Timothy O'GwinLPL Financial LLCAmeriprise Financial Services, Inc.12-21-2011
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$1002-11-2010
Mesmin PelerinWaddell & ReedAmeriprise Financial Services, Inc.$1006-07-2012
Marguerita Maria ChengPrivate Client Services, LLCAmeriprise Financial Services, Inc.11-26-2013
Larissa Jane CostelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
Kurt Edward SteinMorgan StanleyAmeriprise Financial Services, Inc.$5002-10-2012
Kirby Clifford SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2506-27-2019
Joseph Louis Bell1st Global Capital Corp.Ameriprise Financial Services, Inc.03-01-2013
Joseph John Dankowski Jr.Park Avenue Securities LLCAmeriprise Financial Services, Inc.11-02-2009
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, Inc.$10007-06-2018
Jeffrey Carroll SettleLPL Financial LLCAmeriprise Financial Services, Inc.12-22-2011
James Evan LiawH. Beck, Inc.Ameriprise Financial Services, Inc.$1201-11-2017
Hillel Avichayil GoldmanAXA Advisors, LLCAmeriprise Financial Services, Inc.04-04-2011
Gavin Paul HigginsM&T Securities, Inc.Ameriprise Financial Services, Inc.04-13-2018
Denise Gail AdahHD Vest Investment ServicesAmeriprise Financial Services, Inc.02-16-2018
David Russell BakerHarvest Investment Consultants LLCAmeriprise Financial Services, Inc.04-07-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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