Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Robert ShifflettWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.03-19-2018
Paul Devon ChisholmWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.02-24-2017
Crystal Lynn ParsonsNYLIFE Securities LLCBB&T Investment Services, Inc.02-21-2017
Peter Arthur CarnathanUnited Brokerage Services, IncBB&T Investment Services, Inc.$15002-01-2017
John Charles PersonsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.06-30-2016
Patrick Russell AllenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.03-12-2015
Ryan Jason WendlerPNC InvestmentsBB&T Investment Services, Inc.$15003-09-2015
Jonathan Landry AdamsSunTrust Investment Services, Inc.BB&T Investment Services, Inc.10-29-2014
Stephen R AndersCapital One Investment Services LLCBB&T Investment Services, Inc.10-06-2014
Carrie Eloise Durbin BerenPinnacle Advisory Group, Inc.BB&T Investment Services, Inc.04-01-2014
Corey Paul FrankTD Ameritrade Investment Management, LLCBB&T Investment Services, Inc.12-09-2013
William Francis ColeTD Ameritrade Investment Management, LLCBB&T Investment Services, Inc.11-01-2013
Andrew T GiddensPNC InvestmentsBB&T Investment Services, Inc.10-28-2013
Joseph William Rahall IVSunTrust Investment Services, Inc.BB&T Investment Services, Inc.03-01-2013
Adrienne Sandra NewbergWaddell & ReedBB&T Investment Services, Inc.08-22-2012
Benjamin Craig OgleEdward JonesBB&T Investment Services, Inc.01-05-2012
Reggie Jerome TurnerPNC InvestmentsBB&T Investment Services, Inc.08-04-2011
Lester Walker DennisWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.09-17-2010
Cynthia Louise HillPNC InvestmentsBB&T Investment Services, Inc.02-10-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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