Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Daniel InnerbichlerHorter Investment Management, LLCCambridge Investment Research, Inc.09-19-2019
Jason Michael TopperPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-29-2019
Kurt August LalomiaTurning Point FinancialCambridge Investment Research, Inc.07-24-2019
Thomas Joseph PignoneTurning Point FinancialCambridge Investment Research, Inc.$1007-16-2019
Mary Kathleen TroxellTurning Point FinancialCambridge Investment Research, Inc.$5007-15-2019
Eric Jay JorgensenLPL Financial LLCCambridge Investment Research, Inc.04-16-2019
Brian J. GodfreyGradient Securities, LLCCambridge Investment Research, Inc.02-13-2019
Steven Joseph GessnerUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Todd Foster ParadiseUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10010-18-2018
Mary Carol CeselskyUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Patrick BollingerUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Elaine RoeckleinFSC Securities CorporationCambridge Investment Research, Inc.06-11-2018
Patpong ThaiyodSequent Planning, LLCCambridge Investment Research, Inc.05-08-2018
Michael Eugene PierceKestra Investment Services, LLCCambridge Investment Research, Inc.$5012-15-2017
Joseph Anthony StumbroskiJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
Michael Vincent ValenciaJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
Timothy J BakerYour Financial Pharmacist PlanningCambridge Investment Research, Inc.06-04-2016
Daniel E. KudererFounders Financial Securities LLCCambridge Investment Research, Inc.11-13-2015
Melissa Bethann ReaktenwaltMML Investors Services, LLCCambridge Investment Research, Inc.10-16-2015
Casey Douglas CraigMML Investors Services, LLCCambridge Investment Research, Inc.09-29-2015
William Thomas PainterKestra Investment Services, LLCCambridge Investment Research, Inc.08-12-2015
Theodore P. RynnFidelity Brokerage Services LLCCambridge Investment Research, Inc.01-29-2015
Paul Joseph MianulliAvantax Investment Services, Inc.Cambridge Investment Research, Inc.$5001-26-2015
Jeffrey Stephen PlesserSagePoint Financial, Inc.Cambridge Investment Research, Inc.09-17-2014
Jason Francis LabargeSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.10-29-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.