Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Brion HarrisSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$22510-16-2013
Brion Patrick HarrisSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$11510-16-2013
Joseph Anthony StumbroskiJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
Justin J GradolfSandbox Financial Partners, LLCCambridge Investment Research, Inc.12-13-2019
Kurt August LalomiaTurning Point FinancialCambridge Investment Research, Inc.07-24-2019
Kurt Martin PetrucciMML Investors Services, LLCCambridge Investment Research, Inc.03-24-2016
Mary Carol CeselskyUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Mary Kathleen TroxellTurning Point FinancialCambridge Investment Research, Inc.$5007-15-2019
Michael Vincent ValenciaJ.W. Cole Financial, Inc.Cambridge Investment Research, Inc.07-11-2017
Patpong ThaiyodSequent Planning, LLCCambridge Investment Research, Inc.05-08-2018
Patrick BollingerUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Robert Edwin GillsH. Beck, Inc.Cambridge Investment Research, Inc.$2506-01-2011
Stephen R HoltSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.10-16-2013
Steven Joseph GessnerUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.10-18-2018
Thomas Joseph PignoneTurning Point FinancialCambridge Investment Research, Inc.$1007-16-2019
Timothy J BakerYour Financial Pharmacist PlanningCambridge Investment Research, Inc.06-04-2016
Todd Foster ParadiseUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$10010-18-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.