Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annette QuigleyPruco Securities, LLC.Cetera Investment Services LLC12-19-2019
Nicholas Charles EyBB&T Securities, LLCCetera Investment Services LLC10-11-2018
John Hammond Urner Jr.B. Riley Wealth ManagementCetera Investment Services LLC$2505-11-2018
Manuel Martin MoralUnited Brokerage Services, IncCetera Investment Services LLC$1004-16-2018
Walter Neil ZurowskiLPL Financial LLCCetera Investment Services LLC05-19-2017
Kristen Wright OwenGeneos Wealth Management, Inc.Cetera Investment Services LLC01-03-2017
Sean Evan McGuireEdward JonesCetera Investment Services LLC$1004-22-2016
Corey Mason LevittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-04-2016
Melissa Ann MoyersBB&T Investment Services, Inc.Cetera Investment Services LLC12-01-2015
John Charles PersonsBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
James Herbert CarterBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Ashlyn Moline HoodBB&T Investment Services, Inc.Cetera Investment Services LLC11-04-2015
Ryan Martin KingBB&T Investment Services, Inc.Cetera Investment Services LLC$10011-04-2015
Ellis Howard Dale GallimoreVALIC Financial Advisors, Inc.Cetera Investment Services LLC06-29-2015
Thomas Holden HenryAmeriprise Financial Services, LLCCetera Investment Services LLC12-19-2014
Diane Marie MuhlerSunTrust Investment Services, Inc.Cetera Investment Services LLC12-09-2013
Chad Andrew ClarkPNC InvestmentsCetera Investment Services LLC08-23-2013
Christopher Russell WalterUnited Brokerage Services, IncCetera Investment Services LLC$5009-07-2011
Serezha Serjey ArutyunyanWells Fargo Clearing Services, LLCCetera Investment Services LLC03-08-2011

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.