Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rupinder KaurH. Beck, Inc.Citigroup Global Markets Inc.01-02-2020
William Robert Brown Jr.Edward JonesCitigroup Global Markets Inc.07-26-2019
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Stephanie Ann YoingcoH. Beck, Inc.Citigroup Global Markets Inc.$102-28-2017
Leah Jane JonesHighTower Securities, LLCCitigroup Global Markets Inc.05-11-2015
Chen ChungCitigroup Global Markets Inc.Citigroup Global Markets Inc.02-04-2015
Lori Ann ScottSunTrust Investment Services, Inc.Citigroup Global Markets Inc.08-15-2014
Rongxia ZhuSunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-16-2014
Yu TangSunTrust Investment Services, Inc.Citigroup Global Markets Inc.12-16-2013
William Addison MorganSunTrust Investment Services, Inc.Citigroup Global Markets Inc.08-19-2013
Christopher William MamunesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-11-2009
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.$5012-07-2009
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
Philip Janney RichmondAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10005-22-2009
Colin Michael CallahanAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15005-22-2009
Rebecca Ann RossRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$105-15-2009
Darin Dean RoserRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Lou Stephen SatchellRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15005-15-2009
John Howard AnthonyRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Sueann D. GriffinRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Cheryl Richards PalumboRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
Shaun Michael BlakesleePNC InvestmentsCitigroup Global Markets Inc.05-07-2009
Warren Douglas McPetersRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
Christopher WalkerRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-28-2009
Cf F. HallRBC Capital Markets, LLCCitigroup Global Markets Inc.04-28-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.