Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Elizabeth RobertsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.02-27-2009
Andre Charles McdonaldLPL Financial LLCCitigroup Global Markets Inc.$104-22-2009
Ashby Day Shanks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.$2512-07-2009
Bruce Russell WallCity National Securities, Inc.Citigroup Global Markets Inc.01-22-2009
Bryce Creighton LeggRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10004-17-2009
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Cheryl Richards PalumboRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$102-13-2009
Christopher William MamunesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-11-2009
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
Darin Dean RoserRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15005-15-2009
David Michael EmigWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-20-2009
David Michael WisniewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-20-2009
David Scott GoldmanChapin, DavisCitigroup Global Markets Inc.04-16-2009
Deborah Ann WilliamsChapin, DavisCitigroup Global Markets Inc.04-01-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$104-23-2009
Donald Wayne Kellerman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-12-2009
E William Gosnell Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Gary Theodore PadussisUBS Financial Services Inc.Citigroup Global Markets Inc.01-07-2009
George Dircks Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-20-2009
George Anthony DunnCity National Securities, Inc.Citigroup Global Markets Inc.01-22-2009
Gregory James Duncan-PetersUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Gualtiero NotoRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$102-13-2009
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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