Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre Charles McdonaldLPL Financial LLCCitigroup Global Markets Inc.04-22-2009
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Benjamin Pruitt Melton JrPNC InvestmentsCitigroup Global Markets Inc.$2512-07-2009
Beth Jami LevineXML SecuritiesCitigroup Global Markets Inc.$15003-27-2009
Bryce Creighton LeggRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10004-17-2009
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Charles Foster Claflin HallRBC Capital Markets, LLCCitigroup Global Markets Inc.$29804-28-2009
Charles Walker AndersonUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Cheryl Richards PalumboRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$5005-15-2009
Christopher Patrick HayburnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Christopher WalkerRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-28-2009
Craig Matthew GayhardtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-20-2009
Darin Dean RoserRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$15005-15-2009
Darric N BoydMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15002-20-2009
David M AdamsRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-15-2009
David Michael EmigWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-20-2009
David Michael WisniewskiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-20-2009
Denise Lynn KennedyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-23-2009
Dianna L JonesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-02-2009
Donald Wayne Kellerman JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-12-2009
Elaine FlaniganUBS Financial Services Inc.Citigroup Global Markets Inc.03-26-2009
Geoffrey Bourbon VoigtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-02-2009
George Dircks JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-20-2009
Gerald Elwood BrittonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-20-2009
Gerald Higinio MarquezRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.02-13-2009
Next Page »

Showing 1 to 25 of 89 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.