Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Thomas RorrerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Michael HessMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alex Brent HumphriesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alex Oscar MoralesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alexander RotmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alison Elizabeth CanningMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.04-22-2009
Andrew Adam BerkowitzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew David FinkMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anne Hoppenstein FinkMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ariel PopelMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Barry Steven GallunMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Benjamin Gooding Proctor IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Benjamin Joseph PetrilliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
Benjamin Pruitt Melton Jr.PNC InvestmentsCitigroup Global Markets Inc.12-07-2009
Bonnie Lynn KrosinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bradley Valliant HillMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bryce Creighton LeggRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10004-17-2009
Burton Sheldon HalpertMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Carl Gissler MorganMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carl Waldemar Vail IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carlos Brown Wilder IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Cathleen Mary JordanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathy Ann DawsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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