Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexandros Timotheos MavrellisTD Ameritrade Investment Management, LLCEdward Jones04-20-2012
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Benjamin Todd GlennSecurities Service Network, LLCEdward Jones04-14-2011
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones$112-16-2011
Christopher William MamunesRailroad Street Wealth Management, LLCEdward Jones03-04-2015
Clayton David IrbySunTrust Investment Services, Inc.Edward Jones03-13-2017
David C GreenWells Fargo Clearing Services, LLCEdward Jones08-01-2017
Derek Todd MainMorgan StanleyEdward Jones10-14-2011
Dewayne Ladon EllisCapital One Investment Services LLCEdward Jones04-14-2014
Diane Elizabeth WellsH. Beck, Inc.Edward Jones12-19-2012
Donna SavageAmeriprise Financial Services, Inc.Edward Jones06-30-2015
Eileen Heffernan GreenwellVALIC Financial Advisors, Inc.Edward Jones09-30-2014
Eric Seth EislerCetera Investment Services LLCEdward Jones05-05-2015
Garnetta Diane MasseyWaddell & ReedEdward Jones08-22-2012
James Gregory GarnerRaymond James Financial Services, Inc.Edward Jones03-18-2016
Jasmine Kali ParkerNYLIFE Securities LLCEdward Jones10-15-2009
Jeffrey Scott AshbyLPL Financial LLCEdward Jones$1010-31-2014
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones$15011-04-2016
John Garrett Stone Jr.NYLIFE Securities LLCEdward Jones09-15-2009
Johnny G Brown Jr.Lombard Securities IncorporatedEdward Jones$2905-04-2009
Joie RidgeLPL Financial LLCEdward Jones12-02-2009
Kevin Andrew VoellingPNC InvestmentsEdward Jones08-09-2016
Lawrence Douglas Brooks IILPL Financial LLCEdward Jones06-22-2011
Liang Fan FanPruco Securities, LLC.Edward Jones10-07-2014
Matthew Lynn LowryLPL Financial LLCEdward Jones$5005-18-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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