Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Thomas Duncan IIIAmeriprise Financial Services, LLCEdward Jones$15010-23-2018
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
Christopher James YansonRaymond James Financial Services, Inc.Edward Jones$5011-14-2014
Christopher William MamunesRailroad Street Wealth Management, LLCEdward Jones03-04-2015
Daniel Joshua SwainFounders Financial Securities LLCEdward Jones07-20-2016
Drew McclairPNC InvestmentsEdward Jones04-15-2020
Estella Mora EckartMorgan StanleyEdward Jones10-22-2010
James Gregory GarnerRaymond James Financial Services, Inc.Edward Jones03-18-2016
Jason Edward MessineoWells Fargo Advisors Financial Network, LLCEdward Jones11-01-2019
Jeffrey S AshbyLPL Financial LLCEdward Jones10-31-2014
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones$15011-04-2016
Johnny G Brown JrLombard Securities IncorporatedEdward Jones$2905-04-2009
Maria Cecelia HeimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones05-20-2013
Mark B LiguoriRaymond James Financial Services, Inc.Edward Jones12-03-2019
Matthew Lynn LowryLPL Financial LLCEdward Jones$5005-18-2012
Michael L CrabbLPL Financial LLCEdward Jones$1705-29-2012
Ryan Eric TownsleyTown CapitalEdward Jones11-29-2018
Scott Justin LeishearLPL Financial LLCEdward Jones$2503-28-2011
Shelby H McGinleyRaymond James Financial Services, Inc.Edward Jones$5010-21-2016
Timothy J KueberthM&T Securities, Inc.Edward Jones03-15-2019
William Lawrence Gaines SrCommonwealth Financial NetworkEdward Jones$5008-19-2016

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.