Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Thomas WoodringCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
David Raymond TravisCommonwealth Financial NetworkFSC Securities Corporation$10004-16-2009
Mark Kimberley TraubCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Dale HausermanCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
Peter David DixonCommonwealth Financial NetworkFSC Securities Corporation04-16-2009
John Mitchell Brodie IIMaryland Financial Group, Inc.FSC Securities Corporation11-16-2009
Edward Arnold ZurndorferMaryland Financial Group, Inc.FSC Securities Corporation12-01-2009
Marilyn BurstinH. Beck, Inc.FSC Securities Corporation$10002-16-2010
Beverly Ann FischettiAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$25006-29-2010
Valentine Francis LynchCommonwealth Financial NetworkFSC Securities Corporation$50008-12-2010
Damon Wendell RidleySouthland Equity Partners, LLC.FSC Securities Corporation01-19-2011
Robert Miller Brice IIIMaryland Financial Group, Inc.FSC Securities Corporation01-31-2011
Chad Carey NewcombFinancial Concepts Unlimited, Inc.FSC Securities Corporation10-06-2011
John Russell Taylor Jr.Purshe Kaplan Sterling InvestmentsFSC Securities Corporation$50005-18-2012
Gary Stuart LevineLPL Financial LLCFSC Securities Corporation$10003-31-2014
Christopher Lee CoxLPL Financial LLCFSC Securities Corporation$25003-31-2014
Amy Fernicola CoxLPL Financial LLCFSC Securities Corporation$25003-31-2014
Charles Cameron Lewis BellAmerican Portfolios Financial Services, Inc.FSC Securities Corporation$10005-01-2015
James M IngoeUBS Financial Services Inc.FSC Securities Corporation$10012-10-2015
Scott Edmund FergusonCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
Elaine RoeckleinCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Janet King FergusonCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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