Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Paul E PomparLincoln Financial Advisors CorporationH. Beck, Inc.$111-15-2017
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
Matthew David PorterPatuxent Financial Partners, LLCH. Beck, Inc.08-29-2017
John David LewisCitigroup Global Markets Inc.H. Beck, Inc.08-16-2017
Ronald Heller Appler Sr.Independent Financial Group, LLCH. Beck, Inc.$5004-06-2017
Ara Patrick AbrahamianDivergent PlanningH. Beck, Inc.01-09-2017
Matthew Barnes BrockDivergent PlanningH. Beck, Inc.01-09-2017
Mary Carol CeselskyCambridge Investment Research, Inc.H. Beck, Inc.01-05-2017
Wei LuoWoodbury Financial Services, Inc.H. Beck, Inc.01-05-2017
Bryan Dean MyersSera Capital Management, LLCH. Beck, Inc.12-15-2016
David Arthur HicksTriad Advisors LLCH. Beck, Inc.$5007-18-2016
Randy ScritchfieldSecurities AmericaH. Beck, Inc.$11505-15-2015
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.$108-24-2012
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Larry Paul, Robert Hausman, Jason TurnbullRaymond JamesH. Beck, Inc.$20012-02-2010
Yashar GogerdchiAnchor Wealth Planning, LLCH. Beck, Inc.10-26-2010
Aaron Michael SzagerAmerican Portfolios Financial Services, Inc.H. Beck, Inc.09-02-2010
Larry Elliot PaulRaymond James Financial Services, Inc.H. Beck, Inc.$25008-18-2010
Thomas Clyde TavennerTAVENNER FINANCIAL, LLCH. Beck, Inc.05-25-2010
Joseph Parker Griffin IIIMorgan StanleyH. Beck, Inc.$5008-31-2009
Craig Angelo CarliniRaymond James Financial Services, Inc.H. Beck, Inc.05-28-2009
David AlbertRaymond James Financial Services, Inc.H. Beck, Inc.05-28-2009
Harry Daniel HaverkosCommonwealth Financial NetworkH. Beck, Inc.02-27-2009

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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