Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Albert CabralM&T Securities, Inc.Hornor, Townsend & Kent, LLC08-22-2017
Young Hoon JungMorgan StanleyHornor, Townsend & Kent, LLC06-12-2017
Nicholas G. HoodPark Avenue Securities LLCHornor, Townsend & Kent, LLC04-12-2017
Kathie Herbst OkunLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$5004-07-2017
Stuart Franklin GrayLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$104-07-2017
Ian David WeisserLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$7304-03-2017
Charles Phillip Freitag Jr.Park Avenue Securities LLCHornor, Townsend & Kent, LLC07-07-2016
Devin Allori WalshPark Avenue Securities LLCHornor, Townsend & Kent, LLC01-15-2016
Charles Erwin TiedebohlPark Avenue Securities LLCHornor, Townsend & Kent, LLC09-28-2015
Christopher S MaiensheinPark Avenue Securities LLCHornor, Townsend & Kent, LLC09-23-2015
Ryan Eugene StatonPark Avenue Securities LLCHornor, Townsend & Kent, LLC09-22-2015
Gregory Nicholas FrankosInvestacorp, Inc.Hornor, Townsend & Kent, LLC$103-18-2014
Thomas Allen BonordenLPL Financial LLCHornor, Townsend & Kent, LLC$2509-10-2013
Armando Joseph DiferdinandoLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$2508-16-2013
Ronald Douglas AdamsH. Beck, Inc.Hornor, Townsend & Kent, LLC$5010-26-2012
James Langford Spies IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC$2506-17-2011
Todd Michael GrahamH. Beck, Inc.Hornor, Townsend & Kent, LLC$5001-07-2011
Randel Clary Mc BlakeThe O.N. Equity Sales CompanyHornor, Townsend & Kent, LLC$2510-19-2010
Guy Franklin Alford IIILincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$2508-31-2009
Michael Chase SheltonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-31-2009
Stanette Hayes RobinsonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$108-25-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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