Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Lee SchleussPNC InvestmentsLPL Financial LLC08-17-2020
Christopher John Seling JrAvantax Investment Services, Inc.LPL Financial LLC06-24-2020
Mark Alan OuttenCapitol Securities Management, Inc.LPL Financial LLC06-04-2020
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Jeffrey Alexander KeisterJK Private Wealth AssociatesLPL Financial LLC05-19-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Philip Benjamin SnyderSnyder Asset Management, LLCLPL Financial LLC11-14-2017
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
James Paul Phelan JrSFG Wealth ManagementLPL Financial LLC02-06-2017
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Joshua Michael RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Charles Fristoe Chelf IVThe Investment Center, Inc.LPL Financial LLC11-03-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Brett Shane Bernstein Robert KantorXML Financial GroupLPL Financial LLC$60010-04-2016
Brett Shane BernsteinXML Financial GroupLPL Financial LLC$27110-01-2016
Jason Elliot KlopmanXML Financial GroupLPL Financial LLC10-01-2016
Robert Paul AbelXML Financial GroupLPL Financial LLC10-01-2016
Noorjahan EnayatXML Financial GroupLPL Financial LLC10-01-2016
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$50011-11-2015
Donald Wayne Ferguson JrTriad Advisors LLCLPL Financial LLC11-11-2015
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.