Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Michael Keith Fyock Jr.Infinex Investments, Inc.LPL Financial LLC$2506-18-2018
Thomas Allen BonordenPlanVest Financial, Inc.LPL Financial LLC01-02-2018
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Philip Benjamin SnyderSnyder Asset Management, LLCLPL Financial LLC11-14-2017
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
James Paul Phelan Jr.SFG Wealth ManagementLPL Financial LLC02-06-2017
John Edward Saunders IICetera Advisor Networks LLCLPL Financial LLC$15001-17-2017
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Howard FriedmanBB&T INVESTMENT SERVICES, INC.LPL Financial LLC12-06-2016
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Judith Gruber TiktinXML Financial GroupLPL Financial LLC10-01-2016
Robert Paul AbelXML Financial GroupLPL Financial LLC10-01-2016
Lewis James Brown IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5009-16-2016
Todd Michael FeldmanNational Planning CorporationLPL Financial LLC07-15-2016
Jason Eric CooperCapital Portfolio Management, Inc.LPL Financial LLC02-25-2016
Kevin Douglas ApplerKestra Investment Services, LLCLPL Financial LLC01-05-2016
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$50011-11-2015
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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