Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
John Thomas Stone Jr.APW Capital, Inc.LPL Financial LLC01-14-2011
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Richard Alexander Douma Jr.Endeavor Financial Advisors, LLCLPL Financial LLC02-18-2015
Jean-Yves Florent van HalleFinancial Positioning System, IncLPL Financial LLC02-20-2013
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Mark Wayne TeachoutFounders Financial Securities LLCLPL Financial LLC$5004-29-2011
Ronald Paul HammonsFounders Financial Securities LLCLPL Financial LLC04-29-2011
Robert A. GentnerFounders Financial Securities LLCLPL Financial LLC04-29-2011
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$5006-26-2013
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
Michael Gary KrumH. Beck, Inc.LPL Financial LLC$10001-13-2012
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
Michael Keith Fyock Jr.Infinex Investments, Inc.LPL Financial LLC$2506-18-2018
Curtis Lavel BeulahInvestacorp, Inc.LPL Financial LLC$5001-24-2017
Jeffrey Alexander KeisterJK PWA LLCLPL Financial LLC05-19-2019
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$2501-20-2010
Ryan Scott ApplebyM&T Securities, Inc.LPL Financial LLC$5010-06-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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