Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony Augerinos Jr.Allstate Financial Services, LLCLPL Financial LLC06-05-2012
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
Bradley Emmett SheahanAPW Capital, Inc.LPL Financial LLC$5001-31-2011
John Thomas Stone Jr.APW Capital, Inc.LPL Financial LLC01-14-2011
James Michael SegalAsset Management Concepts, Inc.LPL Financial LLC$111-01-2013
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Howard FriedmanBB&T Investment Services, Inc.LPL Financial LLC12-06-2016
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Joshua Michael RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Jonathan Eric RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Samuel Power BoydCambridge Investment Research, Inc.LPL Financial LLC02-11-2013
Jason Eric CooperCapital Portfolio Management, Inc.LPL Financial LLC$5002-25-2016
Lynda Carol LubinskiCetera Investment Services LLCLPL Financial LLC03-27-2014
Annette QuigleyCetera Investment Services LLCLPL Financial LLC02-12-2014
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$10005-02-2012
Richard Alexander Douma Jr.Endeavor Financial Advisors, LLCLPL Financial LLC$1002-18-2015
Jean-Yves Florent van HalleFinancial Positioning System, IncLPL Financial LLC02-20-2013
Laura Warnock CarreraFounders Financial Securities LLCLPL Financial LLC$2508-01-2019
Bradley Phillip KellenFounders Financial Securities LLCLPL Financial LLC$1010-15-2015
Alexander H. LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Mark Wayne TeachoutFounders Financial Securities LLCLPL Financial LLC$5004-29-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.