Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Alexander H LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Brett Shane BernsteinXML Financial GroupLPL Financial LLC$27110-01-2016
Brett Shane Bernstein Robert KantorXML Financial GroupLPL Financial LLC$60010-04-2016
Brian M StampPNC InvestmentsLPL Financial LLC$2503-01-2011
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Charles Fristoe Chelf IVThe Investment Center, Inc.LPL Financial LLC11-03-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Christopher John Seling JrAvantax Investment Services, Inc.LPL Financial LLC06-24-2020
Christopher M MoranCommonwealth Financial NetworkLPL Financial LLC$10905-02-2012
Dale Winters Rice JrCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Donald Wayne Ferguson JrTriad Advisors LLCLPL Financial LLC11-11-2015
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Erin Gay WillisCambridge Investment Research, Inc.LPL Financial LLC$6911-05-2013
Frances Elizabeth SpurryTred Avon Family Wealth, LLCLPL Financial LLC02-27-2015
Gary Alan RichmanAmeriprise Financial Services, LLCLPL Financial LLC12-21-2017
James Elliott Dana Wright Gregory FrankosInvestacorp, Inc.LPL Financial LLC$6803-18-2014
James Moorhead VermilyeRobert W. Baird & Co. IncorporatedLPL Financial LLC$1,00008-10-2012
James Paul Phelan JrSFG Wealth ManagementLPL Financial LLC02-06-2017
Jason Elliot KlopmanXML Financial GroupLPL Financial LLC10-01-2016
Jean-Yves Florent van HalleFinancial Positioning System, IncLPL Financial LLC02-20-2013
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.