Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Annette QuigleyCetera Investment Services LLCLPL Financial LLC$102-12-2014
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5008-15-2011
Brett Adam FriedmanPeak Investment Advisors, Inc.LPL Financial LLC11-12-2009
Brian M StampPNC InvestmentsLPL Financial LLC$2503-01-2011
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Brian Stuart JollesQuestar Capital CorporationLPL Financial LLC03-28-2013
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Christopher Todd WilhoitKestra Investment Services, LLCLPL Financial LLC$2512-11-2013
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$101-20-2010
David Michael Whitman Jr.H. Beck, Inc.LPL Financial LLC01-13-2010
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
Dustin Scott WitmerM&T Securities, Inc.LPL Financial LLC$108-29-2013
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$15006-26-2013
Elaine RoeckleinPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-01-2012
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Frances Elizabeth SpurryTred Avon Family Wealth, LLCLPL Financial LLC02-27-2015
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
Howard FriedmanBB&T INVESTMENT SERVICES, INC.LPL Financial LLC12-06-2016
James Cameron MusgravePurshe Kaplan Sterling InvestmentsLPL Financial LLC$108-01-2012
James Cameron MusgraveResearch Financial StrategiesLPL Financial LLC01-24-2012
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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