Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Alexander H. LimFounders Financial Securities LLCLPL Financial LLC05-19-2015
Alfred Frank Cassinelli IIUnited AdvisorsLPL Financial LLC$5010-18-2013
Annette QuigleyCetera Investment Services LLCLPL Financial LLC02-12-2014
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Bradley Emmett SheahanAPW Capital, Inc.LPL Financial LLC$5001-31-2011
Bradley Phillip KellenFounders Financial Securities LLCLPL Financial LLC$1010-15-2015
Brett Shane BernsteinXML Financial GroupLPL Financial LLC10-01-2016
Brian M. StampPNC InvestmentsLPL Financial LLC03-01-2011
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Brian Stuart JollesQuestar Capital CorporationLPL Financial LLC$5003-28-2013
Charles Fristoe Chelf IVThe Investment Center, Inc.LPL Financial LLC$5011-03-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$10005-02-2012
Christopher Todd WilhoitKestra Investment Services, LLCLPL Financial LLC$2512-11-2013
Constance Lynne MeckStrategic Wealth Advisors GroupLPL Financial LLC$5009-09-2010
Curtis Lavel BeulahInvestacorp, Inc.LPL Financial LLC$5001-24-2017
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$2501-20-2010
David Michael Whitman Jr.H. Beck, Inc.LPL Financial LLC01-13-2010
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC$1012-05-2016
Debra Lou SteinH. Beck, Inc.LPL Financial LLC$1009-15-2009
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.