Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Anthony Curtis HamielPNC InvestmentsLPL Financial LLC12-16-2016
Beth D TerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-15-2011
Brian M. StampPNC InvestmentsLPL Financial LLC03-01-2011
Brian Richard WoodsWoods Advisory Services LLCLPL Financial LLC10-02-2017
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$2510-14-2016
Curtis Lavel BeulahInvestacorp, Inc.LPL Financial LLC$5001-24-2017
Curtis Lee CatlinLincoln Financial Securities CorporationLPL Financial LLC$2501-20-2010
David Mitchell RivlinCambridge Investment Research, Inc.LPL Financial LLC12-05-2016
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
Dustin Scott WitmerM&T Securities, Inc.LPL Financial LLC08-29-2013
Edward Harold OudenneH. Beck, Inc.LPL Financial LLC$5006-26-2013
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Gary Alan RichmanAmeriprise Financial Services, Inc.LPL Financial LLC12-21-2017
James Paul Phelan Jr.SFG Wealth ManagementLPL Financial LLC02-06-2017
Jean-Yves Florent van HalleFinancial Positioning System, IncLPL Financial LLC02-20-2013
Jeffrey Alexander KeisterJK PWA LLCLPL Financial LLC05-19-2019
Jennifer Nicosia EdgellRBC Capital Markets, LLCLPL Financial LLC06-03-2015
Jerry Allen CarsonH. Beck, Inc.LPL Financial LLC03-23-2010
John Harold Sulyma Sr.H. Beck, Inc.LPL Financial LLC04-23-2012
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$10011-11-2015
John Thomas Stone Jr.APW Capital, Inc.LPL Financial LLC01-14-2011
John Wesley AmosMcClelland Wesley Wealth ManagementLPL Financial LLC01-28-2015
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.