Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Cory GimperlingKCD Financial, Inc.Lincoln Financial Advisors Corporation01-02-2020
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
Summer Gail ParsonsSpire Securities, LLCLincoln Financial Advisors Corporation08-27-2019
Regis Joseph Michael BreenAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation07-18-2019
Navarone Fernando SimpsonLPL Financial LLCLincoln Financial Advisors Corporation04-11-2018
Sean Eric McComberDivergent WealthLincoln Financial Advisors Corporation08-29-2017
Michael James McGowenPrincipal Securities, Inc.Lincoln Financial Advisors Corporation05-11-2017
Joshua Kenworthy RiversPinnacle Advisory Group, Inc.Lincoln Financial Advisors Corporation02-17-2017
Richard Charles OsmanIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation$5010-14-2016
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Stephanie Goldsborough BigwoodGoldsborough Capital Management, LLCLincoln Financial Advisors Corporation06-22-2012
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation04-19-2012
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation02-21-2012
Steven Anthony AquinoFounders Financial Securities LLCLincoln Financial Advisors Corporation05-29-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.