Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chelsea Ann SeibelRBC Capital Markets, LLCLincoln Financial Advisors Corporation07-19-2016
Christophe M. DionotPlanning Solutions Group, LLCLincoln Financial Advisors Corporation11-02-2010
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
David Albert UrovskySpire Securities, LLCLincoln Financial Advisors Corporation$10908-27-2019
Donald Sterling HannahsPlanning Solutions Group, LLCLincoln Financial Advisors Corporation11-04-2010
Joshua Kenworthy RiversPinnacle Advisory Group, Inc.Lincoln Financial Advisors Corporation02-17-2017
Lorie Ann ScheibelCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation05-23-2017
Mary Teresa TackaH. Beck, Inc.Lincoln Financial Advisors Corporation$1002-21-2012
Maryjo RomanoH. Beck, Inc.Lincoln Financial Advisors Corporation08-03-2012
Michael James McGowenPrincipal Securities, Inc.Lincoln Financial Advisors Corporation05-11-2017
Neal Wendell SeaglePlanning Solutions Group, LLCLincoln Financial Advisors Corporation11-02-2010
Pamela Reid SettlageH. Beck, Inc.Lincoln Financial Advisors Corporation$5004-19-2012
Richard Charles OsmanIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation10-14-2016
Sean Eric McComberDivergent WealthLincoln Financial Advisors Corporation08-29-2017
Stephanie Goldsborough BigwoodGoldsborough Capital Management, LLCLincoln Financial Advisors Corporation06-22-2012
Steven Anthony AquinoFounders Financial Securities LLCLincoln Financial Advisors Corporation$1005-29-2009
Summer Gail ParsonsSpire Securities, LLCLincoln Financial Advisors Corporation08-27-2019
Summer Gail ParsonsSpire Securities, LLCLincoln Financial Advisors Corporation08-27-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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