Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gavin Paul HigginsLincoln Financial Advisors CorporationM&T Securities, Inc.02-12-2020
Joel Howard FiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.11-22-2019
Fabiana Fortunato FrankWells Fargo Clearing Services, LLCM&T Securities, Inc.04-03-2019
Michael Louis RogersPruco Securities, LLC.M&T Securities, Inc.$1003-20-2019
Donte LambertMorgan StanleyM&T Securities, Inc.02-19-2019
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
Vincent Dennette RatliffPNC InvestmentsM&T Securities, Inc.12-07-2018
Paul Edward Swenson Jr.Morgan StanleyM&T Securities, Inc.$1011-21-2018
Eric Frampton JonesWells Fargo Clearing Services, LLCM&T Securities, Inc.11-15-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, LLCM&T Securities, Inc.10-24-2018
Eric Vaughn MorrowSummit Brokerage Services, Inc.M&T Securities, Inc.$5007-20-2018
Ashley E. SowersFirst Command Financial Planning, Inc.M&T Securities, Inc.07-03-2018
Edward A BirdLincoln Financial Advisors CorporationM&T Securities, Inc.06-14-2018
Shara Nichole JonesPNC InvestmentsM&T Securities, Inc.03-06-2018
Eric Joseph EdwardsCUNA Brokerage Services, Inc.M&T Securities, Inc.01-25-2018
Donna Lucille LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$4101-09-2018
Dawn M. BoorAllstate Financial Services, LLCM&T Securities, Inc.01-03-2018
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Michael R. LentzPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Jeffrey Neal RogersPNC InvestmentsM&T Securities, Inc.08-15-2017
Christopher David WilsonPNC InvestmentsM&T Securities, Inc.05-10-2017
Nathan Aaron CherryAmeriprise Financial Services, LLCM&T Securities, Inc.03-02-2017
Augustus L. MartzBB&T Investment Services, Inc.M&T Securities, Inc.12-06-2016
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.