Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Arthur JensenPNC InvestmentsM&T Securities, Inc.12-07-2009
Eileen Lucile BlackburnLPL Financial LLCM&T Securities, Inc.05-19-2010
Luann YaffePNC InvestmentsM&T Securities, Inc.09-09-2010
Kenneth David HornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.03-18-2011
Andrew Clark KahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-17-2012
Ann Cox AnselLincoln Financial Securities CorporationM&T Securities, Inc.$1010-02-2013
Alexander Theodore CostosMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.04-09-2014
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Christopher F. LebanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.10-06-2015
David Jason UpoleCetera Investment Services LLCM&T Securities, Inc.11-20-2015
Megan Haynes BrenemanWells Fargo Clearing Services, LLCM&T Securities, Inc.06-16-2016
Mark Alan OuttenLPL Financial LLCM&T Securities, Inc.09-21-2016
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Christopher David WilsonPNC InvestmentsM&T Securities, Inc.05-10-2017
Jeffrey Neal RogersPNC InvestmentsM&T Securities, Inc.08-15-2017
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Michael R. LentzPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
Donna Lucille LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$10001-09-2018
Ashley E. SowersFirst Command Financial Planning, Inc.M&T Securities, Inc.07-03-2018
Eric Vaughn MorrowSummit Brokerage Services, Inc.M&T Securities, Inc.$5007-20-2018
Ajaz Ajazur RahmanAmeriprise Financial Services, Inc.M&T Securities, Inc.10-24-2018
Vincent Dennette RatliffPNC InvestmentsM&T Securities, Inc.12-07-2018
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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