Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Adam GarlowTD Private Client Wealth LLCM&T Securities, Inc.05-23-2013
Sujata ChakrabortyPNC InvestmentsM&T Securities, Inc.12-19-2017
Russell Arthur JensenPNC InvestmentsM&T Securities, Inc.12-07-2009
Richard Ellis Craft JrLincoln Financial Advisors CorporationM&T Securities, Inc.05-09-2014
Paul Edward Swenson JrMorgan StanleyM&T Securities, Inc.11-21-2018
Nicholas Mark WasielewskiTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.08-26-2015
Michael Wesley KilduffMorgan StanleyM&T Securities, Inc.09-09-2013
Michael Edward StokvisTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.08-12-2014
Megan Haynes BrenemanWells Fargo Clearing Services, LLCM&T Securities, Inc.06-16-2016
Mark OuttenLPL Financial LLCM&T Securities, Inc.$7009-21-2016
Luann YaffePNC InvestmentsM&T Securities, Inc.09-09-2010
Kenneth Foster BrownSunTrust Investment Services, Inc.M&T Securities, Inc.04-27-2012
Kenneth D HornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$5803-18-2011
John Thomas Gibson JrRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Joel Howard FiddleMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$5011-22-2019
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
Jeffrey Neal RogersPNC InvestmentsM&T Securities, Inc.$2508-15-2017
Jastinder Singh SohiChevy Chase Trust CompanyM&T Securities, Inc.11-04-2016
James Gbewa MannahCUNA Brokerage Services, Inc.M&T Securities, Inc.01-23-2018
Gavin Paul HigginsLincoln Financial Advisors CorporationM&T Securities, Inc.02-12-2020
Eric WyssHeritage Financial Consultants, LLCM&T Securities, Inc.$4,00011-05-2018
Eric Todd HandelsmanTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.04-22-2014
Eric Frampton JonesWells Fargo Clearing Services, LLCM&T Securities, Inc.11-15-2018
Eileen Lucile BlackburnLPL Financial LLCM&T Securities, Inc.05-19-2010
Donna LailMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.$10001-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.