Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa B ReaktenwaltCambridge Investment Research, Inc.MML Investors Services, LLC$111-09-2018
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC$110-01-2018
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Raymond John Zukowski Jr.Raymond James Financial Services, Inc.MML Investors Services, LLC05-07-2018
Rodney Charles BrewerBrewer Financial Life Advisors, LLCMML Investors Services, LLC04-17-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$2509-05-2017
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$107-11-2017
Liliana M MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC$15005-04-2017
Robert Russell ClayPlanMember Securities CorporationMML Investors Services, LLC04-17-2017
Paul Edward Swenson Jr.M&T Securities, Inc.MML Investors Services, LLC03-06-2017
Daniel Emerson JohnsonThe O.N. Equity Sales CompanyMML Investors Services, LLC$102-16-2017
Terri Louise HettNYLIFE Securities LLCMML Investors Services, LLC11-03-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan R HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Robert Daniel BayNational Planning CorporationMML Investors Services, LLC05-18-2016
Frank Anthony AversaM&T Securities, Inc.MML Investors Services, LLC03-16-2016
John Norman McleanSagePoint Financial, Inc.MML Investors Services, LLC02-03-2016
Mary Frances ReganThe O.N. Equity Sales CompanyMML Investors Services, LLC09-01-2015
Alex Enrique WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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