Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
Lee Tyler KennedyAXA Advisors, LLCMML Investors Services, LLC05-29-2009
Michelle Marie HughesHIMCO Distribution Services CompanyMML Investors Services, LLC08-02-2010
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC$2508-30-2010
John Mackay DepenbrockKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Jon LarranagaKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
Michael Louis HochKestra Investment Services, LLCMML Investors Services, LLC$10008-30-2010
Robert Thomas Woodward IKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
James J DenoraCambridge Investment Research, Inc.MML Investors Services, LLC$112-07-2010
Robert Montelle WrightNYLIFE Securities LLCMML Investors Services, LLC05-19-2011
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC$107-01-2011
William Jeffers FeldmaierCUNA Brokerage Services, Inc.MML Investors Services, LLC04-09-2012
Michael Patrick Ertel Sr.LPL Financial LLCMML Investors Services, LLC05-10-2012
Milton Gorsuch White IVM&T Securities, Inc.MML Investors Services, LLC08-24-2012
Todd Michael FeldmanLPL Financial LLCMML Investors Services, LLC01-02-2013
Daniel J DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
William Robert Frazer IIIPrincipal Securities, Inc.MML Investors Services, LLC$1906-21-2013
Steven Kenneth HegerLPL Financial LLCMML Investors Services, LLC$15006-25-2013
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
James Hunter StrotherLPL Financial LLCMML Investors Services, LLC$2506-26-2013
William Gibbon MorrisPark Avenue Securities LLCMML Investors Services, LLC09-13-2013
Joseph Y JeonEquity Services, Inc.MML Investors Services, LLC02-13-2014
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
Alex Enrique WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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