Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC05-04-2017
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
Anurati Arvind PatelHornor, Townsend & Kent, LLCMML Investors Services, LLC$2507-30-2018
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Bryan WassermanTriad Advisors LLCMML Investors Services, LLC05-13-2019
Casey Douglas CraigLPL Financial LLCMML Investors Services, LLC07-16-2019
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Christopher Howard LongHornor, Townsend & Kent, LLCMML Investors Services, LLC$10008-08-2018
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Daniel Emerson JohnsonThe O.N. Equity Sales CompanyMML Investors Services, LLC02-16-2017
Daniel Fulton KurtzHornor, Townsend & Kent, LLCMML Investors Services, LLC01-17-2019
Daniel J. DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
David Kalani MortonH. Beck, Inc.MML Investors Services, LLC01-02-2009
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC10-01-2018
Edward Michael OwenLPL Financial LLCMML Investors Services, LLC06-26-2013
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Erik RineholdNYLIFE Securities LLCMML Investors Services, LLC10-21-2019
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$3409-05-2017
Frank Anthony AversaM&T Securities, Inc.MML Investors Services, LLC03-16-2016
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
James Hunter StrotherLPL Financial LLCMML Investors Services, LLC$2506-26-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.