Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Helene BondHighTower Securities, LLCMML Investors Services, LLC05-04-2017
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
Brian Patrick FeeleySecurities Service Network, LLCMML Investors Services, LLC05-20-2019
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Clifford Ian AnderssonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC07-11-2017
Daniel Emerson JohnsonThe O.N. Equity Sales CompanyMML Investors Services, LLC02-16-2017
Daniel Fulton KurtzHornor, Townsend & Kent, LLCMML Investors Services, LLC01-17-2019
Daniel J. DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Deepak BhallaSecurities America, Inc.MML Investors Services, LLC10-01-2018
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$3409-05-2017
Jack Wallman AbelKestra Investment Services, LLCMML Investors Services, LLC08-30-2010
James Hunter StrotherLPL Financial LLCMML Investors Services, LLC$2506-26-2013
James J. DenoraCambridge Investment Research, Inc.MML Investors Services, LLC12-07-2010
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jonathan Edward MichaelCambridge Investment Research, Inc.MML Investors Services, LLC07-01-2011
Jordan HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Joseph R. TopolskiCambridge Investment Research, Inc.MML Investors Services, LLC08-27-2018
Lee Vincent DemmaM&T Securities, Inc.MML Investors Services, LLC08-09-2017
Liliana Maria MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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