Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian PoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC09-06-2018
Raymond John Zukowski Jr.Raymond James Financial Services, Inc.MML Investors Services, LLC05-07-2018
Rodney Charles BrewerBrewer Financial Life Advisors, LLCMML Investors Services, LLC04-17-2018
Princess Jane FaganAllstate Financial Services, LLCMML Investors Services, LLC10-11-2017
Anthony Mario BrusioSecurian Financial Services, Inc.MML Investors Services, LLC08-21-2017
Liliana M MaesAXA Advisors, LLCMML Investors Services, LLC05-25-2017
Robert Russell ClayPlanMember Securities CorporationMML Investors Services, LLC04-17-2017
Paul Edward Swenson Jr.M&T Securities, Inc.MML Investors Services, LLC03-06-2017
Terri Louise HettNYLIFE Securities LLCMML Investors Services, LLC11-03-2016
Eric Alan MetzmanCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jason WeszkaCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Jordan R HuchtCommonwealth Financial NetworkMML Investors Services, LLC10-25-2016
Robert Daniel BayNational Planning CorporationMML Investors Services, LLC05-18-2016
Frank Anthony AversaM&T Securities, Inc.MML Investors Services, LLC03-16-2016
John Norman McleanSagePoint Financial, Inc.MML Investors Services, LLC02-03-2016
Mary Frances ReganThe O.N. Equity Sales CompanyMML Investors Services, LLC09-01-2015
Alex Enrique WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Marc Alexander DeltergoKestra Investment Services, LLCMML Investors Services, LLC06-12-2014
Brian Riggs MohlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-24-2014
Joseph Y JeonEquity Services, Inc.MML Investors Services, LLC02-13-2014
William Gibbon MorrisPark Avenue Securities LLCMML Investors Services, LLC09-13-2013
Andrea Lynn DykesLPL Financial LLCMML Investors Services, LLC06-26-2013
Daniel J DorseyLombard Securities IncorporatedMML Investors Services, LLC05-07-2013
Todd Michael FeldmanLPL Financial LLCMML Investors Services, LLC01-02-2013
Milton Gorsuch White IVM&T Securities, Inc.MML Investors Services, LLC08-24-2012
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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