Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johannes AllenderFounders Financial Securities LLCMedallion Investment Services, Inc.03-12-2010
John Charles HeislerNational Planning CorporationMedallion Investment Services, Inc.03-12-2010
John Joseph MoynihanGWN Securities Inc.Medallion Investment Services, Inc.03-04-2010
Daniel Edward Klosterman Jr.LPL Financial LLCMedallion Investment Services, Inc.$102-08-2010
Deborah Ann HarrisSecurities Service Network, LLCMedallion Investment Services, Inc.01-11-2010
William Edgar Boyd Mccready Jr.Securities Service Network, LLCMedallion Investment Services, Inc.$5001-11-2010
John Joseph CvachSecurities Service Network, LLCMedallion Investment Services, Inc.$101-07-2010
David Grant SimmonsSSN Advisory, Inc.Medallion Investment Services, Inc.01-06-2010
John Alfred Harter Jr.H. Beck, Inc.Medallion Investment Services, Inc.$1001-06-2010
Almie Mcintyre Jr.H. Beck, Inc.Medallion Investment Services, Inc.$2501-05-2010
Allen Barry MyrowitzH. Beck, Inc.Medallion Investment Services, Inc.$2301-04-2010
Domenic Anthony PalagrutoSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Edward Michael FriedmanSecurities Service Network, LLCMedallion Investment Services, Inc.$101-04-2010
James Raymond SwabSecurities Service Network, LLCMedallion Investment Services, Inc.$10001-04-2010
Karl Joseph KoradeSecurities Service Network, LLCMedallion Investment Services, Inc.$2501-04-2010
Paul Vernon Morley Jr.Securities Service Network, LLCMedallion Investment Services, Inc.$101-04-2010
Robert Craig GreenfestSecurities Service Network, LLCMedallion Investment Services, Inc.01-04-2010
Ruth Anne SliviakH. Beck, Inc.Medallion Investment Services, Inc.$5001-04-2010
Frederic Vincent FlowerKestra Investment Services, LLCMedallion Investment Services, Inc.12-15-2009
Michael Anthony CalabreseH. Beck, Inc.Medallion Investment Services, Inc.12-07-2009
Andrea Louise HastingsNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Gail Elaine LudwigNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Paul Norman TaberNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Phyllis Rice MitchellNational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Ralph Dennis White IIINational Planning CorporationMedallion Investment Services, Inc.12-01-2009
Next Page »

Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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