Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin B Collison Christopher Asher Scott McRoy Pat CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$67508-30-2019
Scott Gerhart McroyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-30-2019
Christopher Jonathan AsherAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-30-2019
Kevin BRENT CollisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Kevin Patrick CothermanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Sean StephensonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Gregory Scott HolmanAndersen Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Joseph W CremenBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2018
Joshua J PrattaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Andrew VenezieCaelum Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Troy Dean LennoxCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Harold B Gordy IIICambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Michael Justin SiseCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Andres TrujilloCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2019
Keith Lawrence MurrayChapin, DavisMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2009
Mitchell Ryan MccarthyCiti Private Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Elijah RawlsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Tyler Jones MilesCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Shaun M WeberEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Charles Gordon AdamsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2012
Patrick Niall RoswellEquitable Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2020
James Tyler HornFacet Wealth, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Michael C McGuireFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2020
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.