Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Charles ChrystWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-27-2020
Yeoshen TsuiSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-25-2016
William Patrick MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21011-17-2010
William Michael CoffeyKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16809-04-2020
William Coffey Mark Mayer Paul McArthur and Morgan Alex KellyKestra FinancialMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-04-2020
Walter A Williams JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Victor Manuel SantiagoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Tyler Jones MilesCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Troy Dean LennoxCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2009
Troy Bryant Eric Watson Bart Gibson William Murphy Kyle Harris Eric Buckner Philip Lazzari Mark StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-19-2010
Timothy William CarneLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-23-2012
Thomas John LewandowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Thomas Farrell OConorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Taylor Erin StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Tammie Lynn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2019
Suzanne O SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Stephen Michael AzarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Spencer William SchenkingWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Slater Robert OttenritterLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2018
Shaun M WeberEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Sean StephensonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Scott Thomas HoskinsLaSalle St Securities, L.L.C.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2017
Scott Gerhart McroyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25008-30-2019
Ryan Kirby Chris HayesSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$45003-10-2017
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.