Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Patrick MurphyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-17-2010
Walter A Williams Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Troy Bryant, Eric Watson, Bart Gibson, William Murphy, Kyle Harris, Eric Buckner, Philip Lazzari, Mark StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-19-2010
Suzanne O. SchriberCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2017
Susan Hawes StewartRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2019
Sean Wallace StephensonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Ryan Kirby, Chris HayesSnowden Lane PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$45003-10-2017
Russell Roy PalmerH. Beck, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
Roni N MurshedMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Roger Warren MooreRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
Robert MorelandWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-07-2012
Robert Goldthwaite AndersonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2011
Robert Calvin Whiteside IIINavy Federal Brokerage Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2007-19-2017
Robert Calvert MorelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Robert C. BussellsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-28-2015
Robert Alan KarczCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-15-2017
Richard Charles PellegriniWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2011
Rachel Zins ShlafermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2015
Paul Andrew FurtonFounders Financial Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-19-2013
Nitin GuptaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2011
Nicholas Joseph BarbieriUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2010
Michelle Robyn Harf-GrimWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Michael Reginald BowdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Michael Justin SiseCetera Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2016
Michael HinkelmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-10-2011
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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