Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David BaitelM&T Securities, Inc.MetLife Securities Inc.02-03-2017
David Ryan BowenAllstate Financial Services, LLCMetLife Securities Inc.$5001-24-2017
Meylin J MauldinVoya Financial Advisors, Inc.MetLife Securities Inc.12-20-2016
Keith George PratherPlanMember Securities CorporationMetLife Securities Inc.12-19-2016
Christopher Mark StudnickyNYLIFE Securities LLCMetLife Securities Inc.10-28-2016
Kevin Thomas ApplegateM&T Securities, Inc.MetLife Securities Inc.10-28-2016
Michael Ryan LentzM&T Securities, Inc.MetLife Securities Inc.10-05-2016
Berhane KassahunAXA Advisors, LLCMetLife Securities Inc.$20007-12-2016
Patrick Thomas SerioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-28-2016
Tykiem Michael BookerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.06-23-2016
John Daniel SalanFarmers Financial Solutions, LLCMetLife Securities Inc.06-16-2016
Gail Pyne BrownPNC InvestmentsMetLife Securities Inc.10-16-2015
Andrew Robert FletcherM&T Securities, Inc.MetLife Securities Inc.$107-09-2015
Torian Bills ErkerSanders Morris Harris LLCMetLife Securities Inc.03-30-2015
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.$1803-25-2015
Sarah Laurene SanteufemioPNC InvestmentsMetLife Securities Inc.01-28-2014
Chester Hopes Wortham IIIStrategic Advisers LLCMetLife Securities Inc.06-28-2013
Mark David JoyceWells Fargo Clearing Services, LLCMetLife Securities Inc.02-21-2013
Jeremy Steven DvorakM&T Securities, Inc.MetLife Securities Inc.07-11-2012
Jenny Lynn LogsdonM&T Securities, Inc.MetLife Securities Inc.07-06-2011
Yevette Marie SeayWells Fargo Clearing Services, LLCMetLife Securities Inc.05-02-2011
Gerard William Diem Jr.Kovack Securities Inc.MetLife Securities Inc.$15001-10-2011
Jeffrey David SmithCetera Advisors LLCMetLife Securities Inc.$5012-03-2010
Deren Andre ReidProEquities, Inc.MetLife Securities Inc.05-11-2010
Devereaux Eric SterretteLPL Financial LLCMetLife Securities Inc.$2504-01-2010
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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