Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Neil CumminsMML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Henry BrockmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
William Andrew StanikMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Walter Alan ClarkMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Thomas Joseph Marney Jr.MML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Steve Anthony JanvierMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Sheela D. ShahMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert William StankowskiH. Beck, Inc.MetLife Securities Inc.05-06-2009
Robert Michael LemboMML Investors Services, LLCMetLife Securities Inc.$1603-25-2017
Robert Manning BoylesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Charles Virden Jr.MML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Robert Allen GravesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Richard Lee WalkerH. Beck, Inc.MetLife Securities Inc.03-25-2015
Raj BhansalyMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Paula Hayes PreziottiMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nicholas Jay BonomoloMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Natalie J. HedrickMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Nancy Q. ShawMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Morgan Joseph RussoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michelle Nicole BalfeMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael Robert AchatzMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael James VaughnMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Michael Anthony CammarataMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Mark David JoyceWells Fargo Clearing Services, LLCMetLife Securities Inc.02-21-2013
Mark Anthony RossbachMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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