Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Matthew Manning IIRBC Capital Makrets LLCMorgan Stanley$5005-29-2019
Peter A GeorgelakosWells Fargo Clearing Services, LLCMorgan Stanley$5003-01-2019
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley$112-27-2018
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
David Vincent NolanEdward JonesMorgan Stanley04-27-2018
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$5010-20-2017
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
Jennifer Lowe WinslowHarbor Investment Advisory, LLCMorgan Stanley$5007-28-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Isaac Octavious LewisSunTrust Investment Services, Inc.Morgan Stanley05-15-2017
Victor Frank ConchaWells Fargo Clearing Services, LLCMorgan Stanley04-20-2017
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
John Macrae BenjaminWells Fargo Advisors Financial Network, LLCMorgan Stanley02-01-2017
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
FULTON BRIDGESPNC InvestmentsMorgan Stanley01-16-2017
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley$7512-15-2016
Timothy Todd PickettStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-02-2016
Paul Henry Carlson, Marie Joy Estanislao Lomibao, Thomas Edward Fautrel, Michael Alexander Levitsky, Sean Philip Kirby-SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$24312-01-2016
Melissa Wong AllenRBC Capital Markets, LLCMorgan Stanley11-07-2016
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.


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