Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Robert Andrew Cody | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 02-19-2015 |
| Bryan Bosmans | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 02-20-2015 |
| Pamela Leonard Williams | NBC Securities, Inc. | Morgan Stanley | $10 | 03-04-2015 |
| Stephen Philleo, Daniel Ialeggio | Raymond James | Morgan Stanley | $250 | 03-19-2015 |
| Daniel John Ialeggio | Raymond James Financial Services, Inc. | Morgan Stanley | $100 | 03-19-2015 |
| Stephen Scholl Philleo | Raymond James Financial Services, Inc. | Morgan Stanley | $50 | 03-19-2015 |
| James Walter Curran III | Harbor Investment Advisory, LLC | Morgan Stanley | $100 | 03-20-2015 |
| Frederick Adam Zeller | Janney Montgomery Scott LLC | Morgan Stanley | $100 | 04-16-2015 |
| Donald Matthew Wright | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 04-24-2015 |
| Stephen Frederick Owen III | UBS Financial Services Inc. | Morgan Stanley | $100 | 06-04-2015 |
| John Yetman, Adam Goddard | Ameriprise Financial Services, Inc. | Morgan Stanley | $96 | 06-26-2015 |
| Robert Donald Scott | Wells Fargo Clearing Services, LLC | Morgan Stanley | $150 | 06-26-2015 |
| John Joseph Yetman | Ameriprise Financial Services, Inc. | Morgan Stanley | $100 | 06-26-2015 |
| Adam Goddard | Ameriprise Financial Services, Inc. | Morgan Stanley | $100 | 06-26-2015 |
| Kathleen Walsh Counts | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 07-02-2015 |
| Christopher M. Vollmer | AXA Advisors, LLC | Morgan Stanley | — | 07-31-2015 |
| Aaron Joshua Cirksena | Summit Brokerage Services, Inc. | Morgan Stanley | — | 08-07-2015 |
| Samuel David Greenberg | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 10-05-2015 |
| Jeffrey Adam Strzelczyk | Wells Fargo Clearing Services, LLC | Morgan Stanley | $50 | 10-09-2015 |
| Wayne Thomas Lavallee | UBS Financial Services Inc. | Morgan Stanley | $50 | 10-16-2015 |
| Jennifer Campion Daly | Wells Fargo Clearing Services, LLC | Morgan Stanley | $25 | 10-16-2015 |
| Richard Michael Gaige | UBS Financial Services Inc. | Morgan Stanley | — | 10-16-2015 |
| Jeremy Joseph Reed | UBS Financial Services Inc. | Morgan Stanley | — | 10-16-2015 |
| Amy Sachs | Raymond James | Morgan Stanley | $91 | 02-17-2016 |
| Amy Gwyn Sachs | Raymond James Financial Services, Inc. | Morgan Stanley | $50 | 02-17-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
