Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Andrew CodyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Bryan BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-20-2015
Pamela Leonard WilliamsNBC Securities, Inc.Morgan Stanley$1003-04-2015
Stephen Philleo, Daniel IaleggioRaymond JamesMorgan Stanley$25003-19-2015
Daniel John IaleggioRaymond James Financial Services, Inc.Morgan Stanley$10003-19-2015
Stephen Scholl PhilleoRaymond James Financial Services, Inc.Morgan Stanley$5003-19-2015
James Walter Curran IIIHarbor Investment Advisory, LLCMorgan Stanley$10003-20-2015
Frederick Adam ZellerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
Donald Matthew WrightWells Fargo Clearing Services, LLCMorgan Stanley04-24-2015
Stephen Frederick Owen IIIUBS Financial Services Inc.Morgan Stanley$10006-04-2015
John Yetman, Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$9606-26-2015
Robert Donald ScottWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2015
John Joseph YetmanAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Kathleen Walsh CountsWells Fargo Clearing Services, LLCMorgan Stanley07-02-2015
Christopher M. VollmerAXA Advisors, LLCMorgan Stanley07-31-2015
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Samuel David GreenbergWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Jeffrey Adam StrzelczykWells Fargo Clearing Services, LLCMorgan Stanley$5010-09-2015
Wayne Thomas LavalleeUBS Financial Services Inc.Morgan Stanley$5010-16-2015
Jennifer Campion DalyWells Fargo Clearing Services, LLCMorgan Stanley$2510-16-2015
Richard Michael GaigeUBS Financial Services Inc.Morgan Stanley10-16-2015
Jeremy Joseph ReedUBS Financial Services Inc.Morgan Stanley10-16-2015
Amy SachsRaymond JamesMorgan Stanley$9102-17-2016
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
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Showing 101 to 125 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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