Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Edward Alexander MyersRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Michael Lewis ClabaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-19-2009
Frederick Louis Ridgway Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley06-19-2009
Frank Walter PalulisWells Fargo Clearing Services, LLCMorgan Stanley06-25-2009
Elizabeth Palulis MacisWells Fargo Clearing Services, LLCMorgan Stanley06-25-2009
Christian Hax McCullough IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-29-2009
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley07-08-2009
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$15007-10-2009
Christopher Robin RainerLPL Financial LLCMorgan Stanley07-24-2009
Christopher Jonathan Asher, Kevin Brent CollisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-29-2009
Brian Michael PennRobert W. Baird & Co. IncorporatedMorgan Stanley08-14-2009
Frank Keith DuncanLPL Financial LLCMorgan Stanley08-31-2009
Colin Britton ExelbyLPL Financial LLCMorgan Stanley09-01-2009
Seth W. MillerRBC Capital Markets, LLCMorgan Stanley09-22-2009
David Lee BakerAXA Advisors, LLCMorgan Stanley10-21-2009
Clayton Howard Wright Jr.LPL Financial LLCMorgan Stanley$2502-19-2010
Donald D. Smith Jr.LPL Financial LLCMorgan Stanley04-09-2010
John Edward BarnesRaymond James Financial Services, Inc.Morgan Stanley$5005-14-2010
Jules Todd AxelrodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2010
Shawn Justin HalseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Donald Knight DearieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Jessica Sky CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2010
Peter Francis O'Malley IV, Michael Thomas StansburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-01-2010
Debbie CameronHarbor Investment AdvisoryMorgan Stanley$20010-13-2010
Next Page »

Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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