Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward John RaileyUBS Financial Services Inc.Morgan Stanley$10008-28-2014
Eli Ben-ZevPruco Securities, LLC.Morgan Stanley04-23-2012
Elias Poe III, Elias Poe IVHarbor Investment AdvisoryMorgan Stanley$14509-29-2017
Eliot Michael ShatzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-13-2014
Elizabeth Palulis MacisWells Fargo Clearing Services, LLCMorgan Stanley06-25-2009
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
Frank Keith DuncanLPL Financial LLCMorgan Stanley08-31-2009
Frank Walter PalulisWells Fargo Clearing Services, LLCMorgan Stanley06-25-2009
Frederick Adam ZellerJanney Montgomery Scott LLCMorgan Stanley$10004-16-2015
Frederick Louis Ridgway Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley06-19-2009
Geoffrey Philipp BurroughsHarbor Investment Advisory, LLCMorgan Stanley03-28-2013
George William Hunter IIICetera Advisor Networks LLCMorgan Stanley12-06-2013
Gerald Irvin KleinWells Fargo Clearing Services, LLCMorgan Stanley$10001-17-2013
Gray D. BoutteWells Fargo Clearing Services, LLCMorgan Stanley09-13-2013
Gregory John Beal Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-08-2012
Gregory S. StuartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-09-2011
Howard Michael MirvisWells Fargo Clearing Services, LLCMorgan Stanley$10003-28-2013
Howard Mirvis, Larry HolmesWells Fargo AdvisorsMorgan Stanley$22003-28-2013
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
James Darby SimmonsPurshe Kaplan Sterling InvestmentsMorgan Stanley04-01-2011
James Hengsuk LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-12-2011
James Walter Curran IIIHarbor Investment Advisory, LLCMorgan Stanley$10003-20-2015
Jamie Matthew WaldrenWells Fargo Clearing Services, LLCMorgan Stanley$10003-30-2012
Jamie WaldrenWells Fargo AdvisorsMorgan Stanley$9604-19-2012
Jason Henry GoellerWells Fargo Clearing Services, LLCMorgan Stanley04-04-2011
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Showing 51 to 75 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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