Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$15007-10-2009
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Alfred J. Derenzis, Scott D. FordJanney Montgomery ScottMorgan Stanley$15906-13-2013
Alicia Kay Richardson-JonesWells Fargo Clearing Services, LLCMorgan Stanley08-06-2012
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
Amy SachsRaymond JamesMorgan Stanley$9102-17-2016
Andrew Barry LeeUBS Financial Services Inc.Morgan Stanley11-04-2013
Arthur Joseph PleimanPflueger & Baerwald Inc.Morgan Stanley09-07-2012
Avis FaguWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley$17510-20-2017
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley07-08-2009
Brenden James BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-12-2015
Brian Craig LutsWells Fargo Advisors Financial Network, LLCMorgan Stanley09-25-2012
Brian Michael PennRobert W. Baird & Co. IncorporatedMorgan Stanley08-14-2009
Bryan BosmansWells Fargo Clearing Services, LLCMorgan Stanley02-20-2015
Bryan L CarneyJanney Montgomery Scott LLCMorgan Stanley11-08-2013
Carol Larissa PetrovKendall Capital ManagementMorgan Stanley05-22-2014
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Charles Frederick SmithSunTrust Investment Services, Inc.Morgan Stanley06-07-2017
Charles Harold CooperUBS Financial Services Inc.Morgan Stanley$25004-08-2016
Christian Hax McCullough IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-29-2009
Christopher Jonathan Asher, Kevin Brent CollisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-29-2009
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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