Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Wendy B. FeldmanH. Beck, Inc.Morgan Stanley09-28-2016
Wayne Thomas LavalleeUBS Financial Services Inc.Morgan Stanley$5010-16-2015
Vitali NazlymovUBS Financial Services Inc.Morgan Stanley11-04-2013
Vernon ThomasAmeriprise Financial Services, Inc.Morgan Stanley$2503-09-2012
Tom Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley$24312-14-2016
Todd R. GelfeldWells Fargo Clearing Services, LLCMorgan Stanley$5009-30-2011
Thomas Fautrel, Paul CarlsonWells Fargo AdvisorsMorgan Stanley$22512-01-2016
Thomas Bird, Kenneth BarkmanWells Fargo AdvisorsMorgan Stanley$25002-17-2012
Steven Edward VozenilekAmeriprise Financial Services, Inc.Morgan Stanley$1010-28-2011
Steven Andrew WestUBS Financial Services Inc.Morgan Stanley$10006-23-2016
Stephen Scholl PhilleoRaymond James Financial Services, Inc.Morgan Stanley$5003-19-2015
Stephen Philleo, Daniel IaleggioRaymond JamesMorgan Stanley$25003-19-2015
Stephen Frederick Owen IIIUBS Financial Services Inc.Morgan Stanley$10006-04-2015
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Shawn Michael IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
Shawn Justin HalseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Seth W. MillerRBC Capital Markets, LLCMorgan Stanley09-22-2009
Sean Christopher SomervilleCoastal Equities, Inc.Morgan Stanley12-27-2018
Scott David FordJanney Montgomery Scott LLCMorgan Stanley$5006-13-2013
Sandra Tottle HaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-17-2014
Sandra MartinWells Fargo Clearing Services, LLCMorgan Stanley12-22-2016
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley12-15-2016
Samuel David GreenbergWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Russell RifkinUBS Financial Services Inc.Morgan Stanley11-08-2013
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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