Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Lee LattaRBC Capital Markets, LLCMorgan Stanley$10001-07-2020
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Jeffrey Alan MarinerRBC Capital Markets, LLCMorgan Stanley02-21-2019
Lauren Nicole SeimRBC Capital Markets, LLCMorgan Stanley08-16-2017
David Brandt HaringRBC Capital Markets, LLCMorgan Stanley$10006-29-2017
William Joseph SmartRBC Capital Markets, LLCMorgan Stanley$1006-29-2017
Patricia Wheeler HanksRBC Capital Markets, LLCMorgan Stanley07-30-2014
Paul Anthony Keats Jr.RBC Capital Markets, LLCMorgan Stanley$15007-25-2012
John Hudson KeatsRBC Capital Markets, LLCMorgan Stanley$5007-25-2012
Paul Christopher DettorRBC Capital Markets, LLCMorgan Stanley$5008-17-2011
Seth W. MillerRBC Capital Markets, LLCMorgan Stanley09-22-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.