Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Scott Jerome Hesekiel | Morgan Stanley | Morgan Stanley & Co. LLC | $150 | 06-01-2009 |
Garrett Sipple Layton | Morgan Stanley | Morgan Stanley & Co. LLC | $150 | 06-01-2009 |
Thomas Edward Wetzler | Morgan Stanley | Morgan Stanley & Co. LLC | $150 | 06-01-2009 |
Michael Robert Feranec | Morgan Stanley | Morgan Stanley & Co. LLC | $150 | 06-01-2009 |
Marilynn E Katatsky | Morgan Stanley | Morgan Stanley & Co. LLC | $100 | 06-01-2009 |
Richard Clair Wallace | Morgan Stanley | Morgan Stanley & Co. LLC | $100 | 06-01-2009 |
Huston Keith Collison | Morgan Stanley | Morgan Stanley & Co. LLC | $100 | 06-01-2009 |
Leila Rani Peck | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Walter A Romans Jr. | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Kathleen Ann Costlow | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Scott Robert Shotto | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
William Malone Barrett | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Carlos Francisco Fernandez | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Daniel Edward Zimmerman | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Eugene F Suk | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
James R Smith | Morgan Stanley | Morgan Stanley & Co. LLC | $50 | 06-01-2009 |
Bruce Edward Smith | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
Gordon Hamilton Witherspoon Jr. | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
Frank Ray Link II | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
David Robert Esham | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
William Pelham McNulty | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
Ira Brett Greenspan | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
George H. Hocker III | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
Alan Michael Butler II | Morgan Stanley | Morgan Stanley & Co. LLC | $25 | 06-01-2009 |
Timothy Eirch Keena | Morgan Stanley | Morgan Stanley & Co. LLC | $10 | 06-01-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.