Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent Heisey GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC$108-31-2018
Terrence Andrew TaylorLincoln Financial Securities CorporationNYLIFE Securities LLC07-02-2018
Angel Luis MartinezPNC InvestmentsNYLIFE Securities LLC04-10-2018
Derilyn Devlin FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Lindsey Anne CliffordAXA Advisors, LLCNYLIFE Securities LLC06-29-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Michael Travis SensenbaughM&T Securities, Inc.NYLIFE Securities LLC05-31-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Robert Forrest ZimmerBenjamin F. Edwards & Company, Inc.NYLIFE Securities LLC$15004-21-2017
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
George Stuart LacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-19-2016
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC$109-09-2016
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Michelle Fern KeeleySecurian Financial Services, Inc.NYLIFE Securities LLC07-15-2016
John Charles Baer IIIMorgan StanleyNYLIFE Securities LLC$2506-22-2016
Robert Hamilton Hannan Jr.Purshe Kaplan Sterling InvestmentsNYLIFE Securities LLC03-29-2016
Yoshiko HayakawaPruco Securities, LLC.NYLIFE Securities LLC11-17-2015
Frances Ann TolerCambridge Investment Research, Inc.NYLIFE Securities LLC$2511-16-2015
Christopher Michael SheelerBB&T INVESTMENT SERVICES, INC.NYLIFE Securities LLC05-04-2015
Mary Ellen LitterPNC InvestmentsNYLIFE Securities LLC07-09-2014
Rebekah Sue ValenzuelaCetera Advisor Networks LLCNYLIFE Securities LLC01-16-2014
Jeremy Wayne AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
Christine Anne CostelloSecurian Financial Services, Inc.NYLIFE Securities LLC11-20-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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