Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent H GibsonMML Investors Services, LLCNYLIFE Securities LLC03-01-2019
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Sarah Laurene SanteufemioMML Investors Services, LLCNYLIFE Securities LLC08-31-2018
Terrence Andrew TaylorLincoln Financial Securities CorporationNYLIFE Securities LLC07-02-2018
Ryan Robert RushePruco Securities, LLC.NYLIFE Securities LLC01-09-2018
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Robert Forrest ZimmerBenjamin F. Edwards & Company, Inc.NYLIFE Securities LLC04-21-2017
Frank ChiovaroMorgan StanleyNYLIFE Securities LLC10-26-2016
Vincent Jerome PaskoWells Fargo Advisors Financial Network, LLCNYLIFE Securities LLC09-09-2016
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
John Charles Baer IIIMorgan StanleyNYLIFE Securities LLC$2506-22-2016
Robert Hamilton Hannan Jr.The Capital Group Investment Advisory Services, LLCNYLIFE Securities LLC02-26-2016
Frances Ann TolerCambridge Investment Research, Inc.NYLIFE Securities LLC$2511-16-2015
Jeremy W. AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
Jonathan James DelpWells Fargo Clearing Services, LLCNYLIFE Securities LLC07-15-2013
Haughton Athol BowenAllstate Financial Services, LLCNYLIFE Securities LLC03-28-2012
Ryan Patrick McGonigalPark Avenue Securities LLCNYLIFE Securities LLC03-13-2012
John G. Stone Jr.The O.N. Equity Sales CompanyNYLIFE Securities LLC10-21-2011
Kevin Joseph KelleherWells Fargo Clearing Services, LLCNYLIFE Securities LLC11-12-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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